Predicting a State’s Foreign Policy:State Preferences between Domestic
and International Constraints
Two structural
variables are taken as the point of departure:the polarity of the domestic
system(domestic structure)and the polarity of the international system.States
and government are sensitive to these constraints in the proses of preference
formation such as internal and external polarity.External polarity affects the
stability of power relations and thereby the degree of which states need to
take accounts in the external interest.High internal polarity will give the
government more freedom of maneuever than low internal polarity as it imposes
relatively loose domestic constraints.
State Interests
Table 1.Dimension of
the Interest in Survival of State and Government
External
|
Interest
|
Internal
|
Defending
the relative power position of the state.
|
Political
Material Interest.
|
Remaining in
office(re-eletion).
|
Defending
the state’s credibility.
|
Political
Immaterial Interest.
|
Defending the
government’s creibility.
|
Tuning
international trading aggrements to the state’s institusional trade
oppurtunities.
|
Economic
Interest.
|
Maximizing national
economic indicators:state budget,GNP,employement,etc.
|
Safeguarding
the”role”the state wishes to play in the international system.
|
Ideological
Interest.
|
Defending the
government’s policy principles and paradigsm.
|
The Domestic Level
:Internal Polarity and the Process of Preference Formation
As Putnam’s Metaphor
of two-level games cleary illustrates,states are involved in two games
imultaneously,one at the domestic level and one at the international level.This
section focuses on the domestic level.
1.The effects of
structural variable of internal polarity on preference-formation.
2.Process variable and
the actual outcome.
Internal Polarity
Refers to the degree
to which power is concentrated within the state.It essentially focuses on the
power of the government in realtion to society.There are three factors to
estimite institusional factors:
- The degree to which power is centralized within the state
- Power relation between government and parliament
- The system of interest mediation
The degree to which
power is centralized within the state
The degree to which
power is centralized within the state affects governance capability as
indicates the degre to which to consent of lower levels of government to be
able to take policy-decisions.IN a unitary state,the degre of centralization is
high and in a federal state,the degree of centralization is low.
Executive-Legislative
Relations
Executive-Legislative
Relation are characterized by an executive-legislative balance.In bicameral
parliament systems, executive-Legislative Relation are characterized by an executive-legislative
balance if the governement has stable majority in both the upper amd the lower
chamber and executive-legislative relation are legislative dominated if the
governement has a minority or merely a narrow majority in either of the two
chambers.
Method of Interest
Mediation
The degree to which interest interest mediation is
institutionalized affects governance capacity,as it indicates the degree to
which societal groups can blok the policis prorosed by government.A pluralist
method of interest representation does not provide societal groups with veto
power.Apart from the fact that these
groups lack formal decision making power,the preserence of several competing
interest could in principle mean that they will prevent one another from
realizing their interest directly.
The process of
Preference Formation:Mobilization,Resources,and Sensitivity
The domestic structure
of the states provides information on the structural power realtion between
government and society,and threfore about the government’s general ability to
ignore societal demands or about the general ability of society to influence
the government.
Table2.Internal
Institutuions Indicators and Internal Polarity
High
degree of centralization
|
Low degree
of centralization
|
|||
Executive –Legislative Balance
|
Legislative dominated
|
Executive –Legislative Balance
|
Legislative dominated
|
|
Pluralism
|
3
|
2
|
2
|
1
|
Coporatism
|
2
|
1
|
1
|
0
|
The process variables
elaborated intervene between the expectations based on the structural variable
of internal polarity and the actual outcome.When the degree unidirectional
mobilization,the ampunt of societal resources and the degree of governmental sensitivity are very
high,this may result in societal influence on national preferences,even in
states with a high internal polarity.
The Internal
Level:External Polarity and the Process of Preference Formation
External Polarity
The international
system is a system of self-help due to its anarchic structure.An anarchical
strucutre implies that states have to worry about their external interest and
take care of its own survival.External polarity indicates the distribution of
power beteween the states in the international system,in the same manner that
internal polarity indicated the power relations between government and societal
actors in the domestic system.Its polarity affects the the stability of power
relations and thereby the degree to which states have to take account of their
external interest.
The virtue of “the
inequality of states”is that it “makes peace stability possible”.Bipolar system
are more stable than multipolar systems.The flexibility of alliances, power
relations in multipolar system are less stable than power relations in bipolar
systems.In multipolar system,the “tendency of coalition to gain lose partners”makes
the “resolve of opposing states and also the size and strenghth of opposing
coalitions hard to calculate.Consequently,in a bipolar system is relatively
stable compared to a multipolar system.
The more stable in the
international system ,the less uncertain and contrained the positon of states
within this system.As a consequence ,middle powers will be less concerned about
their power position in a bipolar system than in multipolar system.
The Process of
Preference Formation:State Vulnerability
State vulnerability is
a process variable intervening between the expectations based on the external
structure and the actual outcome of the process of preference formation.The
vulnarebility of state affects the degree to which state Ais likely to be
influenced by state B.If a state has a
degree of vulnarebility to other states,tyhen it will attach more weight to its
external political interest than to its internal interest in the process of
preference-formation.
Connecting the
Domestic and the International
The domestic and
international strands now need to be connected in order to complete the
theoritical frmework and answer the question under under which conditions
either domestic or international considerations will be decivise in the process
of preference formation.
In the process of
preference formation,the expectations on the basis of domestic variables are
that:
- The lower the internal polarity ,the more importance a state will attach to its internal intersts relative to its external interests
- The higher the internal polarity,the more importance a state will attach to its external interests relative to its internal interests.
- The higher the levels of societal resources and unidirectional mobilization,the higher the domestic political costs and benefit society can confront the government with the more likely a State is to take account of its domestic political interests.
- The greater a government’s sensitivity,the more importance a State will attach to its domestic political interests.
In the process of preference
formation,the expectations on the basis of international variables are that:
- The lower the external polarity ,the more importance a state will attach to its external intersts relative to its internal interests.
- The higher the external polarity,the more importance a state will attach to its internal interests relative to its external interests.
- The greater a State’s vulnerability vis-à-vis other states,the more important it will attach to its international political interest.
French and German Preference
Formation on International Agricultural Policy
This section will
provide a preliminary empirical tst of the theoritical framework elaborated
above.Four cases will be studied,one from each box.By selecting France and
Germany is relatively low.The degree of centrlization of power in Germany is
low,as it is a federal state.
Predicting a State’s Foreign Policy
Predicting a State’s Foreign Policy
Table 3.Internal
Polarity ,External Polarity,and State Prefernces
Internal Polarity
|
|||
High
|
Low
|
||
External
Polarity
|
High
|
A
No
decisive effect either domestic or international
considerations:processvariables gain in imporatnce
|
B
Domestic
considerations will be decisive
|
Low
|
C
International
Considerations will be decisive
|
D
No
decisive effect of either domestic or international considerations :process
variables gain in importance.
|
Conclusion
The investigation in
German and French preference formation with regard to the 1988 CAP –reform and
the agricultural part of the Uruguay Round of GATT-negotiations between 1990
and 1993 has shown differences in the relative influence of internal and
external considerations.German resistance against the CAP-reform proposed by
the commission was based on domestic consederation,reflecting the wishes of the
German farm organizations.France also seemed commited to protect the interests
of its farmers and tried to undemine the proposed system of stabilizers to that
end.However,the fact that it introduced anf finally accepted set acide-a policy
the Frech farm groups had no decisive imapct on their government during the
negotiations.With respect to the agricultural part of the Uruguay round between
1990 and 1993,the German government confroted with domestic mobilization
against compromosing on the agricultural chapter and facing parliementary
elections in December 1990.
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